Our insights

Stay updated with the latest developments and insights from our team. From industry trends to regulatory changes, we keep you informed and share our perspective.

FCA outlines its approach to rules for the securitisation market in the UK

Matthew Coady 03/05/2024 Matthew Coady 03/05/2024

FCA outlines its approach to rules for the securitisation market in the UK

Read More

FCA proposes updates to Financial Crime Guide

Matthew Coady 29/04/2024 Matthew Coady 29/04/2024

FCA proposes updates to Financial Crime Guide

Read More

FCA publishes an update on Artificial Intelligence (AI) in financial services

Matthew Coady 26/04/2024 Matthew Coady 26/04/2024

FCA publishes an update on Artificial Intelligence (AI) in financial services

Read More

Guest User 01/03/2024 Guest User 01/03/2024

Dear CEO letter provides insight into regulatory agenda for fund managers

Read More

Guest User 23/02/2024 Guest User 23/02/2024

Crowdfunding and P2P lending firms: time for a regulatory stock-take

Read More

Guest User 21/02/2024 Guest User 21/02/2024

FCA publish examples of good and poor practice ahead of Annual Consumer Duty Report deadline

Read More

Guest User 14/02/2024 Guest User 14/02/2024

FCA fines and bans former Director of London Capital & Finance plc over financial promotion failings

Read More

Guest User 25/01/2024 Guest User 25/01/2024

Changes to the UK’s definition of High Risk Third Countries

Read More

Guest User 22/12/2023 Guest User 22/12/2023

Imminent FCA review of private markets participants’ valuation practices

Read More

Guest User 14/12/2023 Guest User 14/12/2023

What does the regulatory pipeline look like for 2024?

Read More

Guest User 11/12/2023 Guest User 11/12/2023

FCA publish Sustainability Disclosure Requirements for fund managers and distributors

Read More

Guest User 06/12/2023 Guest User 06/12/2023

Changes to prudential rules for personal investment firms (retail advisors and arrangers)

Read More

Guest User 30/11/2023 Guest User 30/11/2023

Working with unregulated introducers? Don’t fall foul of the FCA.

Read More

Guest User 27/11/2023 Guest User 27/11/2023

FCA update on reforms to the asset management regime

Read More

Guest User 23/11/2023 Guest User 23/11/2023

UK Government changes to financial promotion exemptions

Read More

Guest User 15/11/2023 Guest User 15/11/2023

“Action Required” for wealth managers and stockbroking firms

Read More

Guest User 12/10/2023 Guest User 12/10/2023

Senior Manager Applications: easier to apply but harder to get approved?

Read More

Guest User 12/10/2023 Guest User 12/10/2023

UK data bridge to the US opens

Read More

Guest User 11/10/2023 Guest User 11/10/2023

FCA publishes Portfolio Letters: have you read yours?

Read More

Guest User 29/09/2023 Guest User 29/09/2023

FCA publish essential reading for firms promoting high-risk investments

Read More