The stand out compliance experts.

ComplyCraft offer a people led, relationship-focused compliance service. We are a trusted partner of financial services firms and help them navigate the complex landscape of regulatory compliance.

Our Services

FCA applications

Whether you are seeking FCA authorisation or registration or would like support dealing with event-driven applications, we can help. We can draft or review your FCA authorisation application and prepare your team for FCA interviews.

Ongoing compliance advice

We provide clear, practical compliance advice to help your firm meet its obligations and make informed decisions. Our support is tailored to your business, whether you need guidance on a specific regulatory question or ongoing help with navigating changing requirements.

Prudential services

We help firms understand and calculate their capital, liquidity and wind down requirements. We offer an ICARA drafting or review service and can also support with regulatory (RegData) returns, including Annex IV (AIF001 and AIF002) reporting.

Compliance health checks

During health checks or mock audits, we can review your compliance framework, systems and controls, documentation and speak with your staff. You’ll receive a clear report with a view of potential risks and practical recommendations for addressing them.

Training

We provide tailored compliance training for senior managers, SMF 16 and 17 holders, and staff across your firm. Sessions can cover mandatory annual compliance refreshers, SMCR, financial crime and regulatory developments.

Compliance monitoring

We provide outsourced compliance monitoring or targeted, independent thematic reviews of key regulatory risks. We will work with you on a risk-based plan and report our findings, highlighting where improvements may be needed and where your controls are working well.

Regulatory interventions

Our team combines experience as compliance professionals and former regulators to help you navigate FCA interactions. We can support you with FCA surveys, thematic reviews and supervisory investigations, including staff preparation, communications and response to FCA concerns.

Dealing with regulatory change

We help you understand new rules and how they affect your firm, from a second opinion to hands-on implementations support. We’ll work with your team to make changes, practical proportionate and suited to your business.

View all

We promote courtesy and respect alongside technical excellence.

Meet our founders

Joe Denney and Nick Thomas are experienced compliance professionals with a reputation for technical excellence. They founded ComplyCraft in 2021 and since then have built a team of talented consultants to offer their brand of high-value, bespoke and technical consulting service directly to clients.