Our insights
Stay updated with the latest developments and insights from our team. From industry trends to regulatory changes, we keep you informed and share our perspective.
Is your RegData reporting schedule correct?
Financial promotions on course for further scrutiny under new FCA rules
“Edinburgh Reforms” signpost significant changes for financial services
Principal firm? There’s one email you don’t want to miss this week.
Don’t forget to amend your PRIIPs KID
Consumer Duty and ESG: Is there a link?
Non-MiFID adviser firm? Look out for an increase in capital requirement.
Trading names: no free pass to regulated activities
Have you met or missed the first Consumer Duty milestone?
Draft rules for the UK’s Sustainability Disclosure Regime published
Principal firms ready themselves for new rules on Appointed Representatives
Are you ready for the new financial promotion rules for high-risk investments?
IFPR FCA Returns: The importance of data
A more authoritative authority?
